香港特别行政区市场失当行为审裁处

　　To: GU CHUJUN, ZHANG XIHAN, HU XIAOHUI, LIU CONGMENG, XU WANPING and FAN JIAYAN , former directors of Greencool Technology Holdings Limited whose last known residential and office addresses are located in Beijing, the People's Republic of China.

　　TAKE NOTICE that:-

　　(1) a Notice to the Market Misconduct Tribunal of the Hong Kong Special Administrative Region (the "Tribunal"), that market misconduct within the meaning of section 277 of Part XIII of the Securities and Futures Ordinance, Chapter 571 of the Laws of Hong Kong, has or may have taken place in relation to the securities of Greencool Technology Holdings Limited, has been issued against each of you by the Hong Kong Securities and Futures Commission (the "Commission") on 17 June 2014 and the Tribunal has been asked to conduct proceedings and determine (a) whether any market misconduct has taken place, (b) the identity of each person, if any, who has engaged in the market misconduct and (c) the amount of any profit gained or loss avoided as a result of the market misconduct (the "Notice"). The substantive hearing of matters (a) and (b) as stated in the Notice was held between 14 September 2015 and 1 December 2015 and the hearing of closing submissions was held on 18 February 2016;

　　(2) on 30 December 2016, the Tribunal handed down a Report which determined matters (a) and (b) of the Notice;

　　(3) on 2 February 2017, the Tribunal directed that the Commission and each of the Specified Persons to file their written submissions in relation to matter (c) of the Notice and the proposed costs orders and/or other consequential orders by 7 April 2017 and 21 April 2017 respectively and their oral submissions in support of their respective cases be heard at 10am on Saturday, 29 April 2017 at Room 702, Tower 2, Lippo Centre, 89 Queensway, Hong Kong Special Administrative Region;

　　(4) if the Tribunal does not hear from you on or before 29 April 2017, the Tribunal may proceed to make such order(s) and/or relief(s) against any person specified in the Notice as it deems appropriate in your absence.

　　A copy of the written submissions to be filed by the Commission on 7 April 2017 may be obtained from the Legal Services Division of the Securities and Futures Commission of which the offices are on the 35th Floor, Cheung Kong Center, 2 Queen's Road Central, Hong Kong after 7 April 2017.

　　Dated this the 9th day of February 2017.

　　Eric Yung

　　Assistant Presenting Officer

　　of the Securities and Futures Commission

　　35th Floor, Cheung Kong Center,

　　2 Queens Road Central,

　　Hong Kong.

　　Fax:- (852) 2293 4015

　　(852) 2521 7884

　　Email:- eyung@sfc.hk

　　Ref:-122/LG/1000/0013

　　致：格林柯尔科技控股有限公司前董事顾雏军、张细汉、胡晓辉、刘从梦、徐万平及樊家言（前述各人最后为人所知的居住及办公地址为中华人民共和国北京）

　　请注意：

　　(1)香港证券及期货事务监察委员会（“本会”）已于2014年6月17日针对你们各人向香港特别行政区市场失当行为审裁处（“审裁处”）发出通知，该通知指格林柯尔科技控股有限公司股票涉及曾经发生或可能曾经发生香港法例第571章《证券及期货条例》第XIII部第277条所指的市场失当行为，并请求审裁处进行研讯并裁定：(a)是否曾经发生市场失当行为；(b)每名曾经从事该失当行为的人（如有）的身份；及(c)因该失当行为而获取的任何利润或避免的损失的金额（“该通知”）。有关该通知所述的(a)及(b)事宜已于2015年9月14日至2015年12月1日进行研讯, 並2016年2月18日听取结案陈词；

　　(2)于2016年12月30日，审裁处頒下研讯报告书並就该通知所述的(a)及(b)事宜作出裁定；

　　(3)于2017年2月2日，审裁处指示本会及指明人士，各自分别于2017年4月7日及2017年4月21日之前提交其与该通知所述的(c)事宜以及建议的讼费命令及/或其他相应的命令有关的书面结案陈词，而审裁处将于2017年4月29日（星期六(002291,股吧)）上午10时在香港特别行政区金钟道89号力宝中心第二座702室听取各方为支持本身各自的案情而作出的口头陈词；

　　(4)倘若审裁处于2017年4月29日或之前未收到你们的书面陈词，审裁处便可能会在你们缺席的情况下，对该通知中的任何指名人士作出其认为适当的有关命令及／或宽免。

　　本会将于2017年4月7日提交的书面陈词的副本，可于2017年4月7日后向证券及期货事务监察委员会法律服务部索取，其办事处位于香港皇后大道中2号长江集团中心35楼。

　　日期：2017年2月9日。

　　证券及期货事务监察委员会

　　助理提控官

　　容宏雄

　　香港皇后大道中2号

　　长江集团中心35楼

　　传真：(852) 2293 4015

　　(852) 2521 7884

　　电邮：eyung@sfc.hk

　　档案编号：122/LG/1000/0013

　　送达公告

　　香港特别行政区市场失当行为审裁处

　　关于格林柯尔科技控股有限公司及其上市证券（股份代号：8056）

　　相关事宜的送达公告

　　English translation

　　IN THE MARKET MISCONDUCT TRIBUNAL OF

　　THE HONG KONG SPECIAL ADMINISTRATIVE REGION

　　AND IN THE MATTER OF GREENCOOL TECHNOLOGY HOLDINGS LIMITED

　　AND ITS LISTED SECURITIES (STOCK CODE 8056)